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FACC Supplemental Comment Section 6A1D

by Bernard Uhden | Sep 10, 2020 | Uncategorized

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FACC Press Release: DOL Rule is Flawed

by Bernard Uhden | Sep 10, 2020 | Uncategorized

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FACC Comment Letter: Appendix A

by Bernard Uhden | Sep 10, 2020 | Uncategorized

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FACC Best Interest Concerns: Cash and Non-Cash Compensation

by Bernard Uhden | Sep 10, 2020 | Uncategorized

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FACC Proceed Cautiously and Prudently

by Bernard Uhden | Sep 10, 2020 | Uncategorized

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CRS Concept Proposal

by Bernard Uhden | Sep 10, 2020 | Uncategorized

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Concept Redline for NAIC Disclosure Model

by Bernard Uhden | Sep 10, 2020 | Uncategorized

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FACC Response to Best Interest with CRS

by Bernard Uhden | Sep 10, 2020 | Uncategorized

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FACC Leads the Way Protecting Independent Producers and Consumer Choice

by Kim O'Brien | Feb 13, 2020 | Uncategorized

Oppose any best interest standard that would be essentially a fiduciary-like duty and invite runaway litigation; Protect independent agencies and producers who choose not to hold securities licenses; Define workable and objective requirements for both compliance and...

NAIC Suitability & Best Interest Key Duties & Obligations

by Kim O'Brien | Feb 13, 2020 | Uncategorized

Care: An agent must exercise reasonable diligence, care, and skill to know the client’s situation, understand available options, and recommend options that effectively address the client’s situation, needs, and objectives. Disclosure: An agent must disclose scope and...
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