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Concept Redline for NAIC Disclosure Model


Table of Contents

Section 1. Purpose

Section 2. Authority

Section 3. Applicability and Scope

Section 4. Definitions

Section 5. Standards for the Disclosure Document and Buyer’s Guide

Section 6. Standards for Annuity Illustrations

Section 7. Client Relationship Summary

Section 8. Notice of Producer Compensation

Section 9. Report to Contract Owners

Section 10. Penalties

Section 11. Separability

Section 12. [Optional] Recordkeeping

Section 13. Effective Date

Appendix A. Annuity Illustration Example

Appendix B. Client Relationship Summary Form

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